James Earl Mattson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 05/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2015 → 05/2020
  Morgan Stanley Smith Barney Llc
  Bloomington, MN
• 05/2020 → 06/2023
  Ameriprise Financial Services Inc
  Edina, MN
• 11/2016 → 05/2020
  Morgan Stanley Private Bank, N.A
  New York, NY
• 06/2023 → 11/2023
  Unemployed
  Orono, MN
• 11/2023 → Present
  Mattson Wealth Management Llc
  Minnetonka, MN
• 11/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2024 → Present
  Advisornet Wealth Partners
  Minnetonka, WI

Previous Registrations

• 2020-05-22 → 2023-07-25
  Ameriprise Financial Services, Llc
  Wayzata, MN
  Edina, MN
• 2014-01-03 → 2020-05-27
  Morgan Stanley
  Bloomington, MN
  St. Paul, MN
  Bloomington, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2013 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ST JOHNS UNIVERSITY BOARD OF ALUMNUS INVESTMENT RELATED: NO ADDRESS: 2850 ABBEY PLAZA COLLEGEVILLE MN 56321 NATURE OF BUSINESS: EDUCATIONAL BOARD START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HELP WITH DONOR RELATIONS; 3. NAME OF OTHER BUSINESS: MATTSON WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2023 POSITION/TITLE/RELATIONSHIP: OWNER AND ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: PROVIDING ADVISORY AND FINANCIAL PLANNING SERVICES TO CLIENTS; 4. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC DBA ADVISORNET WEALTH PARTNERS - CRD#113074; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 1/2024; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT;

Exams

• S66 Uniform Combined State Law Examination
  2013-10-25