Stephen Patrick Schmitt

Current Employers

Employment History

• 06/2016 → 10/2018
  Mutual Of Omaha Investor Services
  Marlton, NJ
• 06/2016 → 10/2018
  Mutual Of Omaha
  Marlton, NJ
• 10/2018 → 10/2019
  Futurity First Insurance Group
  Marlton, NJ
• 10/2019 → 10/2022
  Trinity Wealth Securities L.L.C
  Tampa, FL
• 01/2019 → 03/2020
  Sequent Planning
  Marlton, NY
• 03/2020 → 10/2022
  Florida Financial Advisors, Inc.
  Philadelphia, FL
• 10/2022 → Present
  Saxony Securities, Inc.
  St. Louis, MO
• 10/2022 → Present
  Saxony Capital Management
  St. Louis, MO

Previous Registrations

• 2020-04-17 → 2022-10-26
  Florida Financial Advisors, Llc
  Tampa, FL
  Philadelphia, PA
• 2018-12-13 → 2020-04-02
  Sequent Planning, Llc
  Marlton, NJ
  Omaha, NE
• 2016-07-13 → 2018-11-01
  Mutual Of Omaha Investor Services, Inc.
  Blue Bell, PA
  Bethlehem, PA
  Paramus, NJ
  Marlton, NJ
• 2014-10-17 → 2016-06-08
  Mcadam Llc
  Jersey City, NJ
  Radnor, PA
• 2012-04-11 → 2014-10-03
  Voya Financial Advisors, Inc.
  Boston, MA
  Philadelphia, PA

Other Businesses

1) Workplace Financial Advisors, DBA for investment related activity 2) Workplace Financial Advisors, LLC; non-investment related; 901 Lincoln Drive West, Suite 120, Marlton NJ, 08053; Pass through entity for business revenue and expenses, controlling officer; began 10/1/2022; 8 hours per month; LLC account set-up to handle IA payments and expenses 3) Various Insurance Companies; Investment-Related; 901 Lincoln Drive West, Suite 120, Marlton, NJ 08053; Non-Variable and Equity Indexed Insurance Sales; Insurance Agent; Began 7/1/2025; 10 hours per month during trading; Insurance policy sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-05
• S63 Uniform Securities Agent State Law Examination
  2011-08-01

Other Names

• Stephen Patrick Schmitt
• Stephen Patrick Schmitt
• Stephen Schmitt
• Stephen Patrick Schmitt
• Stephen Patrick Schmitt
• Stephen P Schmitt