Adam Nguyen

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Wealth Enhancement Group
  Sartell, MN
• 08/2012 → 06/2025
  Lpl Financial
  Plymouth, MN
• 03/2014 → Present
  Wealth Enhancement Brokerage Services
  Plymouth, MN
• 08/2012 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN

Other Businesses

1. 08/29/2012 - WEALTH ENHANCEMENT ADVISORY SERVICES/ REGISTERED INVESTMENT ADVISOR DBA/ 100%/ PLYMOUTH, MN 2. 1/28/2014: OTHER - NOTARY PUBLIC - TIME SPENT 0% - SARTELL, MN. 3. WEALTH ENHANCEMENT GROUP - NON-INVESTMENT RELATED - SARTELL, MN - FIXED INSURANCE - ASSOCIATE FINANCIAL ADVISOR - START DATE: 01/2012 - 0 HOURS SPENT PER MONTH, 0 HOURS SPENT DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2014-03-28