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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-04-02
  • MN RA
    APPROVED
    Since 2014-04-02

Branch Locations

2351 Connecticut Ave Suite 310, Sartell, MN 56377 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group Sartell MN 05/2011 Present
Lpl Financial Plymouth MN 08/2012 06/2025
Wealth Enhancement Brokerage Services Plymouth MN 03/2014 Present
Wealth Enhancement Advisory Services Plymouth MN 08/2012 Present
  • 05/2011 → Present
    Wealth Enhancement Group
    Sartell, MN
  • 08/2012 → 06/2025
    Lpl Financial
    Plymouth, MN
  • 03/2014 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 08/2012 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
Other Businesses

1. 08/29/2012 - WEALTH ENHANCEMENT ADVISORY SERVICES/ REGISTERED INVESTMENT ADVISOR DBA/ 100%/ PLYMOUTH, MN 2. 1/28/2014: OTHER - NOTARY PUBLIC - TIME SPENT 0% - SARTELL, MN. 3. WEALTH ENHANCEMENT GROUP - NON-INVESTMENT RELATED - SARTELL, MN - FIXED INSURANCE - ASSOCIATE FINANCIAL ADVISOR - START DATE: 01/2012 - 0 HOURS SPENT PER MONTH, 0 HOURS SPENT DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-28
  • S66 Uniform Combined State Law Examination
    2014-03-28

View on SEC IAPD

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