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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-07-23 |
| TX | RA | APPROVED_RES | 2018-07-15 |
| ID | RA | APPROVED | 2018-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 10/2014 | 06/2018 |
| Cetera Investment Advisers Llc | Spokane | WA | 10/2014 | 06/2018 |
| Washington Trust Bank | Spokane | WA | 10/2014 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coeur D Alene | ID | 06/2018 | Present |
| Bank Of America, N.A. | Coeur D Alene | ID | 06/2018 | Present |
I*118508 For profit or not for profit: Non-Profit Organization Name of outside business organization: Big Brothers Big Sisters of the Inland Northwest Investment related: Yes Address of business: Spokane, Washington 99201 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 10/29/2018 Number of hours devoted: 2 hours Quarterly Number of hours devoted during trading hours: 0 Duties: As a member of the endowment board of which there are 7 other members we discuss best uses of the dollars in the endowment for the organization. I have no sole decision making authority nor any ability to disperse or invest funds. I*: 2284282 Entity Type: Charitable Name of OBA: Operation Healthy Family Address: Spokane, WA 99202 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/2024 Number of Hours: 12/16 hrs annually Number of Hours during trading: 0 Duties: Board Member -OHF is a youth athletic and mentorship organization that reaches disadvantaged you people, particularly minorities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-12 |
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