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One Madison Avenue 18Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-04-19 |
Branch Locations
One Madison Avenue 18Th Floor, New York, NY 10010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Distributors, Llc | Short Hills | NJ | 04/2011 | Present |
| Legg Mason & Co Llc. | Charlotte | NC | 04/2011 | 07/2021 |
| Clearbridge Investments Llc. | New York | NY | 04/2011 | Present |
Brothers Conroy L.L.C./Rental Property - Owner, Charlotte, NC; not investment related; Beginning: 101/2024; Approx: 2 hours weekly; no time during normal securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-21 |
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