Best Investors Account Sign in
Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-04-19
  • NC RA
    APPROVED
    Since 2011-04-19

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc Short Hills NJ 04/2011 Present
Legg Mason & Co Llc. Charlotte NC 04/2011 07/2021
Clearbridge Investments Llc. New York NY 04/2011 Present
  • 04/2011 → Present
    Franklin Distributors, Llc
    Short Hills, NJ
  • 04/2011 → 07/2021
    Legg Mason & Co Llc.
    Charlotte, NC
  • 04/2011 → Present
    New York, NY
Previous Registrations
  • 2006-04-20 → 2011-04-26
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 2005-09-15 → 2006-04-20
    Amundi Asset Management Us, Inc.
    Boston, MA
Other Businesses

Brothers Conroy L.L.C./Rental Property - Owner, Charlotte, NC; not investment related; Beginning: 101/2024; Approx: 2 hours weekly; no time during normal securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-14
S63 Uniform Securities Agent State Law Examination 2003-03-21
  • S66 Uniform Combined State Law Examination
    2005-09-14
  • S63 Uniform Securities Agent State Law Examination
    2003-03-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor