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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-14
TX RA APPROVED 2025-03-13
  • FL RA
    APPROVED
    Since 2025-03-14
  • TX RA
    APPROVED
    Since 2025-03-13

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Miami FL 11/2013 02/2021
Truist Investment Services, Inc. Miami FL 02/2021 03/2025
Truist Advisory Services, Inc. Miami FL 02/2021 03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 03/2025 Present
Bank Of America, N.A. Fort Lauderdale FL 05/2025 Present
Previous Registrations
Other Businesses

TREASURE COVE ASSOCIATIONPOSITION: Board Member NATURE: Advise, recomendation on how to better the community. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017ADDRESS: Treasure Cive Drive, DaniaBeach FL 33312, United StatesDESCRIPTION: Advise, recomendation on how to better the community. I*2757288, Entity Type: Entity For Profit, Name of OBA: F I G Global, Address: Fort Lauderdale, Florida, 33312, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 08/18/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Holding Company for my assets

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-12
  • S66 Uniform Combined State Law Examination
    2011-09-12
Other Names
  • Eduardo Flores

View on SEC IAPD

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