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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-11
TX RA APPROVED 2022-11-11
  • NY RA
    APPROVED
    Since 2022-11-11
  • TX RA
    APPROVED
    Since 2022-11-11

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Yonkers NY 05/2011 05/2022
J.P. Morgan Securities Llc West Harrison NY 05/2022 Present
Jpmorgan Chase Bank, N.A. West Harrison NY 05/2022 Present
  • 05/2011 → 05/2022
    Ameriprise Financial Services, Inc.
    Yonkers, NY
  • 05/2022 → Present
    West Harrison, NY
  • 05/2022 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
Other Businesses

Effective 5/16/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-11
S63 Uniform Securities Agent State Law Examination 2019-09-09
  • S65 Uniform Investment Adviser Law Examination
    2022-11-11
  • S63 Uniform Securities Agent State Law Examination
    2019-09-09
Other Names
  • Sharon L O'BRien
  • Sharon L Leathem

View on SEC IAPD

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