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Christopher Michael Plahm

Tall Pines Capital, LLC

Oak Brook, IL

Stonebridge Wealth Management LLC

Oak Brook, IL

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Current Employers
Tall Pines Capital, Llc

1010 Jorie Blvd. Suite 144, Oak Brook, IL 60523 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-01-03
  • IL RA
    APPROVED
    Since 2017-01-03

Branch Locations

1010 Jorie Blvd. Suite 144, Oak Brook, IL 60523 • United States

Stonebridge Wealth Management Llc

1010 Jorie Blvd Suite 144, Oak Brook, IL 60523 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-12-14
  • IL RA
    APPROVED
    Since 2016-12-14

Branch Locations

1010 Jorie Blvd Suite 144, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Willowbrook Ventures Darien IL 05/2001 Present
Commonwealth Financial Network Waltham MA 01/2011 12/2016
Stonebridge Wealth Management Oak Brook IL 01/2011 Present
Apw Capital, Inc. Rockaway NJ 12/2016 05/2026
Tall Pines Capital, Llc Oak Brook IL 12/2016 Present
  • 05/2001 → Present
    Willowbrook Ventures
    Darien, IL
  • 01/2011 → 12/2016
    Commonwealth Financial Network
    Waltham, MA
  • 01/2011 → Present
    Stonebridge Wealth Management
    Oak Brook, IL
  • 12/2016 → 05/2026
    Apw Capital, Inc.
    Rockaway, NJ
  • 12/2016 → Present
    Tall Pines Capital, Llc
    Oak Brook, IL
Previous Registrations
  • 2011-01-03 → 2016-12-02
    Commonwealth Financial Network
    Oak Brook, IL
  • 2003-04-01 → 2011-01-04
    Securian Financial Services, Inc.
    Downers Grove, IL
    Oakbrook, IL
  • 2001-03-12 → 2002-12-05
    Morgan Stanley Dw Inc.
    Lisle, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-20
S63 Uniform Securities Agent State Law Examination 2000-10-16
  • S65 Uniform Investment Adviser Law Examination
    2000-10-20
  • S63 Uniform Securities Agent State Law Examination
    2000-10-16
Designations

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
WEALTHQUEST CORPORATION
ERGAWEALTH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
GEIGER WEALTH MANAGEMENT

Other Investors

TODD BRENDAN SCHROEDER
MICHAEL CHRISTOPHER LEE
DANIEL P SCHIPITSCH
ALAN P MADEJ
Anthony Joesph Bittman
Joseph Herr
Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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