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One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-03-27 |
Branch Locations
1600 Broadway 1St, 3Rd, 4Th, 15Th Fls. & Ste. 1800, Denver, CO 80202 • United States
5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bok Financial Securities, Inc. | Denver | CO | 05/2011 | Present |
| Bokf, Na | Denver | CO | 05/2011 | Present |
Name: Sweet Prince LLC Location: PO Box 630284, Highlands Ranch, CO 80163 Investment related (y/n): n Start date: December 2025 Position held: owner Nature of outside business: real estate Hrs/mo: 2 Hrs/mo during securities trading: 0 Brief description of duties: receive income from rental
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-18 |
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