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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2017-05-22
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2017-05-22

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Elizabeth, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 04/2016 05/2017
Citigroup New York NY 05/2017 Present
  • 04/2016 → 05/2017
    New York, NY
  • 05/2017 → Present
    Citigroup
    New York, NY
Previous Registrations
Other Businesses

BAF Trucking LLC & BAF Property Management LLC The businesses are not investment related; Elizabeth, NJ 07202; BAF Trucking LLC services the hauling needs of private and public clients for asphalt, millings & dirt; BAF Management LLC purchases and rents multi dwelling homes; I am partner in the business; the time I devote to the business is only at night and weekends (no time is devoted during securities trading hours); my duties and responsibilities relates to invoicing client, A/R & A/P. ///// Rental Property - 1144 Mary St LLC; Investment-related; Started: 9/18/2023; Title: Beneficial Owner; Duties: 6 apartment building - investment property; Location: Elizabeth, NJ; No time is devoted each month during securities trading hours; 6-10 hours are devoted each month outside of securities trading hours. /////What is the name of the outside business? LFS Holdings LLC//What is the nature of the outside business? LFS Holdings LLC will own othher Real Estate LLC//Is the outside business investment-related, per the definition given below? YES//What is the location of the outside business? Elizabeth NJ What date did you start the outside business affiliation? 08/22/2025//What is your title in the outside business? Owner//What are your duties in the outside business? LFS Holdings LLC will be used to aggregate ownership of other LLC's under one common LLC.//How many hours do you devote to the outside business each month during securities trading hours? 0//How many hours do you devote to the outside business each month outside of securities trading hours? 1-5//What is the name of the outside business? Kingsland Holdings LLC/What is the nature of the outside business? Real estate - renting 3 apartments //Is the outside business investment-related? YES/What is the location of the outside business? Harrison, NJ/What date did you start the outside business affiliation? LLC was registered on 11/5/25//What is your title in the outside business? Owner/Manager//What are your duties in the outside business? (be brief) Will manage the property. //How many hours do you devote to the outside business each month during securities trading hours? 0/How many hours do you devote to the outside business each month outside of securities trading hours? 1-5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-13
  • S66 Uniform Combined State Law Examination
    2016-06-13

View on SEC IAPD

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