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Benjamin Kristien Chapman

LPl Financial LLC

San Diego, CA

Chula Vista, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-22
  • CA RA
    APPROVED
    Since 2024-07-22

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grantlinkx Cardiff CA 07/2016 08/2019
Lpl Financial San Diego CA 10/2020 Present
Extended Travel London 09/2019 09/2020
  • 07/2016 → 08/2019
    Grantlinkx
    Cardiff, CA
  • 10/2020 → Present
    Lpl Financial
    San Diego, CA
  • 09/2019 → 09/2020
    Extended Travel
    London
Previous Registrations
  • 2013-04-08 → 2013-08-15
    Edward Jones
    Rancho Santa Fe, CA
    Cardiff By The Sea, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-19
S63 Uniform Securities Agent State Law Examination 2011-07-15
  • S66 Uniform Combined State Law Examination
    2024-07-19
  • S63 Uniform Securities Agent State Law Examination
    2011-07-15
Other Names
  • Ben Chapman

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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