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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2018-12-12
TX RA APPROVED_RES 2018-12-06
  • ND RA
    APPROVED
    Since 2018-12-12
  • TX RA
    APPROVED_RES
    Since 2018-12-06

Branch Locations

30 1St Ave E Ste 1, Dickinson, ND 58601 • United States

Dickinson, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2013 12/2018
Schneider Financial Services Dickinson ND 08/2013 12/2018
Ameriprise Financial Services Inc Dickinson ND 12/2018 03/2020
Ameriprise Financial Services, Llc Dickinson ND 03/2020 Present
Previous Registrations
  • 2013-09-09 → 2018-12-11
    Dickinson, ND
    Waltham, MA
  • 2008-11-03 → 2013-09-18
    Fort Mill, SC
    Dickinson, ND
    Dickinson, ND
    Dickinson, ND
    Bowman, ND
    Hebron, ND
    Taylor, ND
    New Leipzig, ND
    Mandan, ND
    Lincoln, ND
    Glen Ullin, ND
    Bismarck, ND
  • 2001-01-30 → 2008-10-30
    Cetera Investment Services Llc
    Dickinson, ND
    Dickinson, ND
    Dickinson, ND
Other Businesses

Outside Employment; LFP Consulting, LLC; Financial Advisor - Assist clientele with financial planning, investments and insurance. Give appropriate recommendations to help client build and protect wealth, always, in the best interest of the client.; Assist clientele with financial planning, investments and insurance. Give appropriate recommendations to help client build and protect wealth, always, in the best interest of the client.; 125 Buckskin Ave, Ste 200, Bismarck, ND, 58503; Investment-Related; 12/06/2018; 60 hours per month; 60 during trading hours. Other Business Activities; ESGR; Employer Support of the Guard and Reserve (ESGR) is a Department of Defense office that develops and promotes supportive work environments for Service members in the Reserve Components through outreach, recognition, and educational opportunities that increase awareness of applicable laws. It also provides assistance in resolving conflicts between the Service members and their employers.; PO Box 5511, , Bismarck, ND, 58506; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-07
  • S66 Uniform Combined State Law Examination
    2000-07-07
Other Names
  • Steven Jerome Schneider

View on SEC IAPD

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