Briana Grace Smith

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2020
  Commonwealth Financial Network
  Waltham, MA
• 10/2015 → 01/2020
  E3 Financial Planning
  Needham, MA
• 05/2019 → 11/2020
  Trailridge Financial
  Cary, NC
• 11/2020 → 11/2021
  Capfinancial Securities, Llc
  Raleigh, NC
• 11/2020 → 11/2021
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC
• 01/2022 → 03/2022
  First Citizens Investor Services
  Raleigh, NC
• 11/2021 → 03/2022
  First Citizens Bank
  Raleigh, NC
• 03/2022 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 03/2022 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2022-01-11 → 2022-03-16
  First Citizens Investor Services, Inc.
  Raleigh, NC
  Raleigh, NC
• 2020-11-24 → 2021-12-15
  Captrust
  Raleigh, NC
• 2020-07-01 → 2020-11-04
  Commonwealth Financial Network
  Needham, MA
  Raleigh, NC

Other Businesses

Name: Wake Technical Community College Foundation Inc. Address: 9101 Fayetteville Road ? Raleigh, NC 27603 Not Investment Related Nature: college Position/Title: Board of Directors Start: 06/16/2025 Hours/Month: 4 Hours during Market Hours: 2 Duties: as investment committee chairman: report on the foundation's asset performance and give a high-level overview of the economy to the board

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-06-24

Designations

• Certified Financial Planner

Other Names

• Bri Grace Smith
• Briana Smith
• Briana Grace Smith