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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-29 |
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stockcross Financial Services, Inc. | Beverly Hills | CA | 04/2011 | 12/2017 |
| Siebert Advisornxt, Inc. | New York | NY | 03/2018 | 03/2018 |
| Muriel Siebert & Co., Inc. | New York | NY | 01/2018 | 03/2018 |
| Tiaa | New York | NY | 03/2018 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 03/2018 | 11/2020 |
| Jp Morgan Chase Bank | New York | NY | 10/2021 | Present |
| J.P. Morgan Securities Llc | New York | NY | 10/2021 | Present |
| Unemployed | Manhattan | NY | 12/2020 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-11 |
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