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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-18 |
Branch Locations
19109 W Catawba Ave Suite 200, Office 209, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Charlotte | NC | 06/2016 | 06/2025 |
| Morgan Stanley Private Bank, National Association | New York | NY | 08/2016 | 06/2025 |
| Lpl Financial | Cornelius | NC | 06/2025 | Present |
1. Start Date: 6/3/2025 - Founders Wealth, LLC - DBA for LPL Business (entity for LPL business) - Investment related - Cornelius, NC 28031 - 160 Hrs/Mth - 40 Hrs During Trading - time Spent: 95 2. Start Date: 10/22/2024 - National Business Institute - Other- Teaching - Not Investment Related - 1Hrs/Mth - 0 Hrs During Trading - time Spent: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-12 |
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