Matthew Charles Smith

Employer firm

Halter Ferguson Financial Inc CRD 109563

$705M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 05/2021
  Cms Energy Corporation
  Jackson, MI
• 05/2021 → 04/2023
  Good Soil Investment Management, Llc
  Novato, CA
• 05/2023 → Present
  Halter Ferguson Financial, Inc.
  Carmel, IN

Other Businesses

Good Soil Investment Management, LLC Investment Related - Yes 37 Commercial Blvd Suite 101, Novato, CA 94949 Nature of the Business - Exempt Reporting Adviser Position - Managing Member Start Date - 05/2021 Less than 10 hours/month devoted to this business Less than 10 hours/month devoted to this business during trading hours Minority ownership

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-10-10
• S63 Uniform Securities Agent State Law Examination
  2011-08-31

Other Names

• Matt Smith