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Inactive

Matthew Charles Smith

Halter Ferguson Financial Inc

Carmel, IN

Plymouth, MI

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Current Employers
Halter Ferguson Financial Inc

13080 Grand Blvd. Suite 130, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-05-01
  • IN RA
    APPROVED
    Since 2023-05-01

Branch Locations

13080 Grand Blvd. Suite 130, Carmel, IN 46032 • United States

Plymouth, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cms Energy Corporation Jackson MI 04/2013 05/2021
Good Soil Investment Management, Llc Novato CA 05/2021 04/2023
Halter Ferguson Financial, Inc. Carmel IN 05/2023 Present
  • 04/2013 → 05/2021
    Cms Energy Corporation
    Jackson, MI
  • 05/2021 → 04/2023
    Good Soil Investment Management, Llc
    Novato, CA
  • 05/2023 → Present
    Halter Ferguson Financial, Inc.
    Carmel, IN
Other Businesses

Good Soil Investment Management, LLC Investment Related - Yes 37 Commercial Blvd Suite 101, Novato, CA 94949 Nature of the Business - Exempt Reporting Adviser Position - Managing Member Start Date - 05/2021 Less than 10 hours/month devoted to this business Less than 10 hours/month devoted to this business during trading hours Minority ownership

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-10
S63 Uniform Securities Agent State Law Examination 2011-08-31
  • S65 Uniform Investment Adviser Law Examination
    2022-10-10
  • S63 Uniform Securities Agent State Law Examination
    2011-08-31
Other Names
  • Matt Smith

View on SEC IAPD

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Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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