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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

898 N Sepulveda Blvd, El Segundo, CA 90245 • United States

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Beverly Hills CA 10/2014 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 Present
Raymond James & Associates Beverly Hills CA 05/2018 Present
  • 10/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Beverly Hills, CA
  • 11/2016 → Present
    Beverly Hills, CA
  • 05/2018 → Present
    Raymond James & Associates
    Beverly Hills, CA
Previous Registrations
Other Businesses

MEDVECTOR INC., NOT INV RELATED, EL EEGUNDO, CA, 100% OWNERSHIP, START 1/16/2018, 20 HOURS PER MONTH, ZERO DURING TRADING, MEDICAL LOGISTICS BUSINESS OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-16
  • S66 Uniform Combined State Law Examination
    2011-08-16
Other Names
  • Scott Franklin Stout

View on SEC IAPD

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