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Gregory Alton Abell

United Capital Financial Advisors

Fort Lauderdale, FL

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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-14
  • FL RA
    APPROVED
    Since 2021-04-14

Branch Locations

500 E Broward Blvd Ste 1020, Fort Lauderdale, FL 33394 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities Boca Raton FL 09/2014 11/2017
United Capital Financial Advisers, Llc Newort Beach CA 04/2014 Present
Cetera Advisor Networks Llc El Segundo CA 10/2017 01/2018
Lion Street Financial Fort Lauderdale FL 02/2024 Present
  • 09/2014 → 11/2017
    Girard Securities
    Boca Raton, FL
  • 04/2014 → Present
    United Capital Financial Advisers, Llc
    Newort Beach, CA
  • 10/2017 → 01/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2024 → Present
    Lion Street Financial
    Fort Lauderdale, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-09-20
S65 Uniform Investment Adviser Law Examination 2021-04-12
  • S63 Uniform Securities Agent State Law Examination
    2021-09-20
  • S65 Uniform Investment Adviser Law Examination
    2021-04-12
Other Names
  • Greg Abell
  • Gregory Alton Abell
  • Gregory Alton Abell

View on SEC IAPD

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