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Steven Francis Horvath

Equity Services, Inc.

Red Bank, NJ

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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-10-13
  • NJ RA
    APPROVED
    Since 2017-10-13

Branch Locations

200 Schulz Drive Suite 125, Red Bank, NJ 07701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Ins Co Horsham PA 10/2008 09/2017
Hornor Townsend And Kent, Inc Horsham PA 10/2008 09/2017
Equity Services, Inc. Montpelier VT 09/2017 Present
Integrated Financial Concepts Llc/ National Life Group Red Bank NJ 09/2017 Present
  • 10/2008 → 09/2017
    Penn Mutual Life Ins Co
    Horsham, PA
  • 10/2008 → 09/2017
    Hornor Townsend And Kent, Inc
    Horsham, PA
  • 09/2017 → Present
    Montpelier, VT
  • 09/2017 → Present
    Integrated Financial Concepts Llc/ National Life Group
    Red Bank, NJ
Previous Registrations
  • 2008-10-01 → 2017-09-08
    Edison, NJ
  • 2007-02-02 → 2008-10-07
    Msi Financial Services, Inc.
    Piscataway, NJ
    Piscataway, NJ
Other Businesses

*INTEGRATED FINANCIAL CONCEPTS LLC / NATIONAL LIFE INS CO - 200 SCHULZ DRIVE, RED BANK NJ 07701 - INS SALES - INV REL - SALES AGENT - 09/2017 TO PRESENT - 160 HRS DURING TRADING HRS 9/4 - I AM A BROKER AGENT FROM A NLV AGENCY. *WEALTH COORDINATION CONSULTANTS. 200 SCHULZ DRIVE, RED BANK NJ 07701. JUNE 2018. INV REL. CONSULTANT. DO CLIENT TRANSACTIONS RELATED TO INSURANCE. DURING TRADE HRS. *KORTRIGHT PARTNERS. 2829 SOUTH 88TH STREET, OMAHA, NE 68124. OCT 2019. INV REL. GENERAL AGENCY FOR LIFE AND FIXED ANNUITY SALES. AGENT. DURING TRADE HRS. *LIFE BROKERAGE. 2 CENTRAL AVE SUITE 1 HAMMONTON NJ. AUG 2019. INV REL. GENERAL AGENCY FOR LIFE, DI, AND LTC SALES. AGENT. DURING TRADE HRS. *PROTECTION USA. 200 SCHULZ DRIVE, RED BANK NJ 07701. INV REL. DEC 2019. FIXED INS SALES AND SERVICE. FOUNDER. SELLING AND SERVICING FIXED INS CLIENTS. DURING TRADE HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-30
S63 Uniform Securities Agent State Law Examination 2000-06-09
  • S65 Uniform Investment Adviser Law Examination
    2006-12-30
  • S63 Uniform Securities Agent State Law Examination
    2000-06-09
Other Names
  • Vat Horvath

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