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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2020-01-10 |
| IN | RA | APPROVED | 2019-12-17 |
| KY | RA | APPROVED | 2019-12-17 |
| ME | RA | APPROVED | 2019-12-17 |
| OH | RA | APPROVED | 2019-12-17 |
| PA | RA | APPROVED | 2019-12-17 |
| MI | RA | APPROVED | 2018-12-18 |
| CA | RA | APPROVED | 2014-06-25 |
Branch Locations
11988 El Camino Real Suite 600, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners, L.P. | Birmingham | MI | 04/2008 | Present |
| Alps Distributors, Inc | Denver | CO | 09/2015 | 07/2024 |
| Foreside Fund Services, Llc | Birmingham | MI | 07/2024 | Present |
Brandes Investment Partners, LP; Investment Related; Sales; Birmingham, MI; Start 4/1/2008; Regional Director; Regional Sales director; 160 Hrs Per Month;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-23 |
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