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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
3700 Glenwood Avenue Suite 300, Raleigh, NC 27612 • United States
3737 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Raleigh | NC | 04/2000 | Present |
NAME OF BUSINESS--BULLPEN INVESTMENT ASSOCIATES ----IT IS INVESTMENT RELATED ----6453 NEW MARKET WAY RALEIGH, NC 27615 ----THIS BUSINESS IS AN INVESTMENT CLUB PARTNERSHIP ----BUSINESS STARTED IN MARCH 1998 AND IS CURRENTLY BEING DISSOLVED. ----APPROXIMATELY 20 HOURS PER MONTH ----SERVE AS TREASURER; COLLECT MONIES, MANAGE FINANCIAL RECORDS; EXECUTE EQUITY TRADES 2) Name of Business: Franklin Academy./ Address: 648 Flaherty AvenueWake Forest North Carolina United States 27587./ Investment Related: No./ Nature: Girls Varsity Basketball Head Coach....I would be the head basketball coach for the high school girls at Franklin Academy./Role: Basketball Coach./Duty: I would be the girls Varsity High School Basketball Coach./ Start Date: 9/1/2023./Time Required: No. 3) Wake County Public Schools, High School Girls Basketball Coach, Lead the girls basketball program for local high school, start date-4/4/2023, Cary North CarolinaUnited States-27518
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-24 |
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