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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-07 |
| FL | RA | APPROVED | 2011-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ocala | FL | 08/2011 | Present |
| Bank Of America, N.A. | Ocala | FL | 01/2012 | Present |
I*44671 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DELTA INVESTMENT CORPORARTION INVESTMENT RELATED: N ADDRESS OF BUSINESS: 3507 SE FORT KING STREET, UNIT 231 OCALA, FLORIDA 34471 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 6/1/1998 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CORPORATION WAS FOUNDED TO MANAGE REAL ESTATE RENTAL PROPERTIES. AS THE PRESIDENT, I OVERSEE GENERAL BOOKKEEPING AND MANAGEMENT OF THE RENTAL UNITS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-06 |
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