Michael William Cormier

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-11
TX	RA	APPROVED	2018-12-10

NY RA
APPROVED

Since 2021-05-11
TX RA
APPROVED

Since 2018-12-10

Branch Locations

6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States

Orchard Park, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Williamsville	NY	05/2011	12/2018
Rbc Capital Markets, Llc.	Williamsville	NY	12/2018	Present
City National Bank	Buffalo	NY	08/2020	Present

05/2011 → 12/2018

Wells Fargo Advisors Llc

Williamsville, NY
12/2018 → Present

Rbc Capital Markets, Llc.

Williamsville, NY
08/2020 → Present

City National Bank

Buffalo, NY

Previous Registrations

2011-09-23 → 2018-12-12

Wells Fargo Clearing Services, Llc

Williamsville, NY

Other Businesses

USA CYCLING, NOT INV RELATED, COLORADO SPRINGS, CO, REFEREE, START: 10/1/2017, 8 HOURS PER MONTH/0 DURING TRADING, DUTIES: REFEREE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-22

S66 Uniform Combined State Law Examination

2011-09-22

Other Names

Michael Cormier

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews