Inactive

William Gerard Pierce

Bny Mellon Advisors, Inc.

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Current Employers

Bny Mellon Advisors, Inc.

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-09-02
PA	RA	APPROVED	2012-01-31

NJ RA
APPROVED

Since 2021-09-02
PA RA
APPROVED

Since 2012-01-31

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pershing Llc	Phoenixville	PA	12/2011	Present
Lockwood Advisors, Inc	Phoenixville	PA	12/2011	06/2023
Bny Mellon Advisors, Inc.	Pennington	NJ	06/2023	Present

12/2011 → Present

Pershing Llc

Phoenixville, PA
12/2011 → 06/2023

Lockwood Advisors, Inc

Phoenixville, PA
06/2023 → Present

Bny Mellon Advisors, Inc.

Pennington, NJ

Previous Registrations

2011-09-01 → 2011-11-21

Nuveen Asset Management, Llc

Chicago, IL
2009-02-06 → 2011-09-01

Nuveen Fund Advisors, Llc

Chicago, IL
2003-11-10 → 2009-01-27

Rittenhouse Asset Management, Inc.

Radnor, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-11-07

S65 Uniform Investment Adviser Law Examination

2003-11-07

View on SEC IAPD

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