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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-01-09 |
Branch Locations
301 Metro Center Blvd Suite 205, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services, Inc | East Providence | RI | 08/2016 | 03/2017 |
| Mml Investors Services, Llc | East Providence | RI | 03/2017 | 12/2017 |
| Axis Advisors Llc | East Providence | RI | 12/2017 | 03/2020 |
| Mml Investors Services, Llc | Warwick | RI | 08/2020 | Present |
| Massmutual Life Insurance Company | Warwick | RI | 08/2022 | Present |
| Neri Financial Llc | Warren | RI | 10/2020 | 07/2023 |
| Unemployed | Warwick | RI | 03/2020 | 10/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-19 |
| S65 | Uniform Investment Adviser Law Examination | 2015-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-20 |
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