Bradford Valois

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 03/2017
  Msi Financial Services, Inc
  East Providence, RI
• 03/2017 → 12/2017
  Mml Investors Services, Llc
  East Providence, RI
• 12/2017 → 03/2020
  Axis Advisors Llc
  East Providence, RI
• 08/2020 → Present
  Mml Investors Services, Llc
  Warwick, RI
• 08/2022 → Present
  Massmutual Life Insurance Company
  Warwick, RI
• 10/2020 → 07/2023
  Neri Financial Llc
  Warren, RI
• 03/2020 → 10/2020
  Unemployed
  Warwick, RI

Previous Registrations

• 2018-01-26 → 2020-07-21
  Axis Wealth Partners, Llc
  East Providence, RI
• 2017-03-25 → 2017-12-26
  Mml Investors Services, Llc
  Warwick, RI
  East Providence, RI
• 2016-08-24 → 2017-03-25
  Msi Financial Services, Inc.
  Warwick, RI
  East Providence, RI
• 2015-09-28 → 2016-08-26
  Eagle Strategies Llc
  Johnston, RI

Exams

• S66 Uniform Combined State Law Examination
  2022-12-19
• S65 Uniform Investment Adviser Law Examination
  2015-09-17
• S63 Uniform Securities Agent State Law Examination
  2011-12-20

Other Names

• Brad M Valois
• Bradford M Valois