Best Investors Account Sign in

Brent Leon Paddock

Pnc Wealth Management LLC

Carmel, IN

Claim This Profile
Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2009-11-13
  • IN RA
    APPROVED
    Since 2009-11-13

Branch Locations

11405 North Pennsylvania Street, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Indianapolis IN 11/2009 Present
  • 11/2009 → Present
    Pnc Investments
    Indianapolis, IN
Previous Registrations
  • 2003-07-22 → 2009-11-13
    Natcity Investments, Inc.
    Indianapolis, IN
    Indianapolis, IN
  • 2000-08-15 → 2002-12-09
    Prudential Equity Group, Llc
    Indianapolis, IN
Other Businesses

04/2014 / Umpire / High School and College Baseball / Non-investment related / Hours during trading hours: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-31
S65 Uniform Investment Adviser Law Examination 2000-07-27
  • S63 Uniform Securities Agent State Law Examination
    2000-07-31
  • S65 Uniform Investment Adviser Law Examination
    2000-07-27

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor