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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-04
OH RA APPROVED 2012-10-29
  • TX RA
    APPROVED
    Since 2020-12-04
  • OH RA
    APPROVED
    Since 2012-10-29

Branch Locations

445 Hutchinson Ave Ste 500, Columbus, OH 43235 • United States

Delware, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Worthington OH 05/2012 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
Other Businesses

Business Ownership; RNR445 LLC; Guarantor for Lease/LLC Member financials reporting; LLC to hold lease; 445 Hutchinson Ave, Ste 500, Columbus, OH, 43235; Not Investment-Related; 01/11/2019; 1 to 9 hours per month; 1 to 9 during trading hours / RCB445 LLC; Owner; established for tax purposes, recommended by my cpa to pay business expenses; 445 Hutchinson Ave, Ste 500, , Columbus, OH, 43085; Not Investment-Related; 01/24/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Founding 5 LLC; Co-owner; Manage Ameriprise Business; 445 Hutchinson Ave, Ste 500 , Columbus, OH, 43235; Not Investment-Related; 07/06/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-19
  • S66 Uniform Combined State Law Examination
    2014-07-19
Designations
Other Names
  • Rachael Holm
  • Rachael C Bergman

View on SEC IAPD

Other Firms

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