Best Investors
Account
Sign in
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-12-09 |
Branch Locations
8241 S. Continental Divide Road, Littleton, CO 80127 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2011 | 04/2017 |
| Cedrus | Littleton | CO | 04/2017 | 01/2019 |
| Axa Advisors Llc | New York | NY | 01/2019 | 06/2020 |
| Axa Equitable | Denver | CO | 03/2012 | 04/2017 |
| Equitable Advisors, Llc | New York | NY | 01/2019 | 05/2021 |
| Cedrus Llc | Littleton | CO | 05/2021 | 01/2022 |
| Cedrus Llc | Littleton | CO | 05/2021 | 12/2024 |
| Srs Capital Advisors, Llc | Denver | CO | 12/2024 | Present |
1.) Insurance Agent, investment related, Littleton, CO, Start Date 09/2011, Lines of authority include Variable Products, Life, Accident & Health, approximately 2 hours per month with 2 hours devoted during securities trading hours, sell insurance products. 2. TRUSTEE OF A TRUST FOR A FAMILY MEMBER; TRUSTEE FOR PARENTS: LEE F FAWCETT & JACQUELYN V. FAWCETT, START DATE 12/2010. 3. SIMON DAVIS BROKERAGE, FIXED AGENT; FIXED INSURANCE BUSINESS ONLY; 730 17TH ST, SUITE 107, DENVER, CO 80202; START DATE 1/4/2021; APPROX. 2 HRS/PERMONTH; APPROX. $10,000 YEARLY COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-22 |
Reach out to this advisor