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Inactive

Jeremy Frederick Fawcett

Arax Advisory Partners

Littleton, CO

New York, NY

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-12-09
  • CO RA
    APPROVED
    Since 2024-12-09

Branch Locations

8241 S. Continental Divide Road, Littleton, CO 80127 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2011 04/2017
Cedrus Littleton CO 04/2017 01/2019
Axa Advisors Llc New York NY 01/2019 06/2020
Axa Equitable Denver CO 03/2012 04/2017
Equitable Advisors, Llc New York NY 01/2019 05/2021
Cedrus Llc Littleton CO 05/2021 01/2022
Cedrus Llc Littleton CO 05/2021 12/2024
Srs Capital Advisors, Llc Denver CO 12/2024 Present
  • 07/2011 → 04/2017
    Axa Advisors, Llc
    New York, NY
  • 04/2017 → 01/2019
    Cedrus
    Littleton, CO
  • 01/2019 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 03/2012 → 04/2017
    Axa Equitable
    Denver, CO
  • 01/2019 → 05/2021
    New York, NY
  • 05/2021 → 01/2022
    Cedrus Llc
    Littleton, CO
  • 05/2021 → 12/2024
    Cedrus Llc
    Littleton, CO
  • 12/2024 → Present
    Srs Capital Advisors, Llc
    Denver, CO
Previous Registrations
  • 2021-05-27 → 2025-03-26
    Cedrus
    Littleton, CO
  • 2024-09-24 → 2024-12-03
    Cedrus
    Littleton, CO
  • 2019-01-08 → 2021-05-12
    Lakewood, CO
  • 2017-04-28 → 2019-01-10
    Cedrus
    Littleton, CO
  • 2011-12-09 → 2017-04-12
    Parker, CO
    Lakewood, CO
    Lakewood, CO
Other Businesses

1.) Insurance Agent, investment related, Littleton, CO, Start Date 09/2011, Lines of authority include Variable Products, Life, Accident & Health, approximately 2 hours per month with 2 hours devoted during securities trading hours, sell insurance products. 2. TRUSTEE OF A TRUST FOR A FAMILY MEMBER; TRUSTEE FOR PARENTS: LEE F FAWCETT & JACQUELYN V. FAWCETT, START DATE 12/2010. 3. SIMON DAVIS BROKERAGE, FIXED AGENT; FIXED INSURANCE BUSINESS ONLY; 730 17TH ST, SUITE 107, DENVER, CO 80202; START DATE 1/4/2021; APPROX. 2 HRS/PERMONTH; APPROX. $10,000 YEARLY COMPENSATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-22
  • S66 Uniform Combined State Law Examination
    2011-10-22
Other Names
  • Jeremy Fawcett

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