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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-31
CA RA APPROVED 2019-10-04
  • TX RA
    APPROVED_RES
    Since 2022-05-31
  • CA RA
    APPROVED
    Since 2019-10-04

Branch Locations

11440 W Bernardo Ct. Ste. 300, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 10/2015 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
Previous Registrations
  • 2015-10-19 → 2019-10-10
    Fsc Securities Corporation
    San Diego, CA
    Costa Mesa, CA
    Milton, GA
  • 2014-07-15 → 2015-10-20
    Osaic Services, Inc.
    Costa Mesa, CA
Other Businesses

1) ANDERSON WEALTH MANAGEMENT CORP, ESCONDIDO CA, 6/2018 AS OWNER/PRESIDENT OF SCORP TO PROVIDE TAX AND LEGAL LIABILITY. NIR, 4 HR/MO 4 HR/MO TRADING 2) STEVE ANDERSON, 1992 TROUSDALE PLACE,INDEPENDENT INSURANCE AGENT, ESCONDIDO, CA 6/2011 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 4 HR/MO 4 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/2019 4) SGA HOLDINGS GEORGIA LLC, SGA HOLDINGS IDAHO LLC, ESCONDIDO CA 92029, 01/2022, OWNER, REAL ESTATE, INV REL, 1 HR/MO 0 HR/MO TRADING 5) DSD INTEREST LLC, 1992 TROUSDALE PLACE ESCONDIDO CA, 05/1022, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 6) NETTWORTH FINANCIAL GROUP, 1992 TROUSDALE PLACE ESCONDIDO CA, 10/2012, IAR, DBA, INV REL, 10 HR/MO 5 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-28
S63 Uniform Securities Agent State Law Examination 2011-06-07
  • S66 Uniform Combined State Law Examination
    2012-02-28
  • S63 Uniform Securities Agent State Law Examination
    2011-06-07
Other Names
  • Stephen Anderson
  • Anderson Stephen
  • Stephen Anderson

View on SEC IAPD

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