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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-18 |
| NY | RA | APPROVED | 2022-03-18 |
Branch Locations
200 W 41St Street Suite 1902, New York, NY 10036 • United States
Montclair, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Natixis | New York | NY | 09/2012 | 07/2018 |
| Mass Mutual Life Insurance Company | New York | NY | 02/2021 | 03/2022 |
| Mml Investors Services | New York | NY | 02/2021 | 03/2022 |
| Unemployed | Montclair | NJ | 08/2018 | 04/2019 |
| Om Ki Solutions, Llc | Montclair | NJ | 05/2019 | 02/2021 |
| Ameriprise Financial Services Llc | New York | NY | 03/2022 | Present |
Business Ownership; OM KI Solutions LLC; Owner, Consultant; Consulting; 4 Notting Hill Way, , Montclair, NJ, 07042; Not Investment-Related; 05/22/2019; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-27 |
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