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Elizabeth Marie Lopez

Usi Advisors

Glastonbury, CT

Fresno, CA

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

5250 N. Palm Avenue Suite 424, Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Glendale CA 11/2015 08/2017
Axa Equitable Pasadena CA 09/2017 02/2018
Axa Advisors Llc New York NY 11/2017 02/2018
Regency Investment Advisors Fresno CA 02/2018 06/2020
Usi Advisors Glastonbury CT 10/2022 Present
Usi Consulting Group Glastonbury CT 10/2020 Present
Homemaker Fresno CA 06/2020 10/2020
  • 11/2015 → 08/2017
    Gwfs Equities, Inc.
    Glendale, CA
  • 09/2017 → 02/2018
    Axa Equitable
    Pasadena, CA
  • 11/2017 → 02/2018
    Axa Advisors Llc
    New York, NY
  • 02/2018 → 06/2020
    Regency Investment Advisors
    Fresno, CA
  • 10/2022 → Present
    Usi Advisors
    Glastonbury, CT
  • 10/2020 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 06/2020 → 10/2020
    Homemaker
    Fresno, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-01
S63 Uniform Securities Agent State Law Examination 2012-08-11
  • S65 Uniform Investment Adviser Law Examination
    2018-06-01
  • S63 Uniform Securities Agent State Law Examination
    2012-08-11
Other Names
  • Elizabeth Marie Munoz

View on SEC IAPD

Other Firms

USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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