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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-10-01 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Pleasant Garden, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cardinal Financial, Llc | Charlotte | NC | 08/2013 | 10/2021 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 10/2021 | Present |
1) TOBACCO ROAD REAL ESTATE GROUP LLC, 1196 LEGACY FARE DR, PLEASANT GARDEN, NC 27313; START 2011; CO-OWNER/RENTAL PROPERTY; INVOLVES TEN PERCENT OR LESS TIME EACH MONTH NORMALLY AFTER BUSINESS HOURS; NON INVESTMENT-RELATED. 2. CAROLINA CAPITAL INVESTMENT ADVISORS, LLC. MEMBER/MANAGER OF LLC. 1196 LEGACY FAIR DRIVE, PLEASANT GARDEN, NC 27313. DBA NAME FOR INVESTMENT ADVISORY SERVICES. ACTIVITY IS INVESTMENT RELATED. 40-60 HRS/WK, 40 DURING NORMAL TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-08 |
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