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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-26
IL RA APPROVED 2012-02-16
  • TX RA
    APPROVED_RES
    Since 2023-09-26
  • IL RA
    APPROVED
    Since 2012-02-16

Branch Locations

1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States

Clarendon Hills, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2011 06/2020
Equitable Advisors, Llc New York NY 08/2011 Present
Other Businesses

ROGER J NULTON, OWNER OF S CORP, SET UP TO PAY ASSTISTANT AND BUSINESS EXPENSES, START 05.2015, 1 HR PER MO. TRUSTEE OF TRUST AND POA FOR MOTHER ALONG WITH MY BROTHER AND SISTER. LIFE LOYAL ADVISORS, LLC, MEMBER/PARTNER, START 04.2024. POA AND TRUSTEE FOR SPOUSE. DBA, LIFE LOYAL ADVISORS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-29
  • S66 Uniform Combined State Law Examination
    2011-12-29
Other Names
  • Roger J. Nulton

View on SEC IAPD

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