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Karen Theresa Johnson

Midland Wealth Management

Effingham, IL

O'FAllon, MO

CRD 5915940

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Employer firm

Midland Wealth Management CRD 324997

$3.16B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Midland Wealth Management

1201 Network Centre Drive, Effingham, IL 62401 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-07-09
  • MO RA
    APPROVED
    Since 2025-07-09

Branch Locations

1201 Network Centre Drive, Effingham, IL 62401 • United States

2341 Highway K, O'FAllon, MO 63368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated O'FAllon MO 04/2011 03/2025
Bank Of America, N.A. Clayton MO 08/2017 03/2025
Midland Wealth Advisors, Llc O'FAllon MO 06/2025 Present
Previous Registrations
  • 2011-08-15 → 2025-03-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ladue, MO
    Clayton, MO
    Saint Peters, MO
    Saint Charles, MO
    O'FAllon, MO
    Saint Charles, MO
    Chesterfield, MO
    O'FAllon, MO
    Clayton, MO
    O'FAllon, MO
    Saint Peters, MO
    Clayton, MO
    Frisco, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-11
  • S66 Uniform Combined State Law Examination
    2011-08-11

View on SEC IAPD

Nearby Firms

EDWARD JONES
LPL ENTERPRISE, LLC
OSAIC WEALTH, INC.

Nearby Investors

Amber Dawn Wendt
Robert A. Brown
MATTHEW JOSEPH ROEDL

Nearby Offices

EDWARD JONES · EFFINGHAM, IL
LPL ENTERPRISE, LLC · EFFINGHAM, IL
OSAIC WEALTH, INC. · EFFINGHAM, IL

More in Effingham, IL

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