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Inactive

Karen Theresa Johnson

Midland Wealth Management

Effingham, IL

O'FAllon, MO

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Current Employers
Midland Wealth Management

1201 Network Centre Drive, Effingham, IL 62401 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-07-09
  • MO RA
    APPROVED
    Since 2025-07-09

Branch Locations

1201 Network Centre Drive, Effingham, IL 62401 • United States

2341 Highway K, O'FAllon, MO 63368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated O'FAllon MO 04/2011 03/2025
Bank Of America, N.A. Clayton MO 08/2017 03/2025
Midland Wealth Advisors, Llc O'FAllon MO 06/2025 Present
Previous Registrations
  • 2011-08-15 → 2025-03-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ladue, MO
    Clayton, MO
    Saint Peters, MO
    Saint Charles, MO
    O'FAllon, MO
    Saint Charles, MO
    Chesterfield, MO
    O'FAllon, MO
    Clayton, MO
    O'FAllon, MO
    Saint Peters, MO
    Clayton, MO
    Frisco, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-11
  • S66 Uniform Combined State Law Examination
    2011-08-11

View on SEC IAPD

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Other Investors

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MATTHEW JOSEPH ROEDL
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KURT ALAN STRULLMYER
Mark Norbert Niebrugge
NATHAN MICHAEL SCHULTZ
KENT CHARLES SCHMIDT

Other Offices

EDWARD JONES · EFFINGHAM, IL
LPL ENTERPRISE, LLC · EFFINGHAM, IL
OSAIC WEALTH, INC. · EFFINGHAM, IL
SMITH, MOORE & CO. · EFFINGHAM, IL
EDWARD JONES · EFFINGHAM, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Effingham, IL
OSAIC WEALTH, INC. · EFFINGHAM, IL
FIFTH THIRD SECURITIES, INC. · EFFINGHAM, IL

More in Effingham, IL

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