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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
SC RA APPROVED 2011-07-28
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • SC RA
    APPROVED
    Since 2011-07-28

Branch Locations

1325 Cherokee Road, Florence, SC 29501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Florence SC 05/2011 Present
Other Businesses

1. City of Marion Planning and Zoning Commission; 107 S Main St Marion SC 29571; Commission Member; recommends planning and zoning measures to City Council; 9/1/08; 3 hours per year; not during securities trading hours; not investment related 2. Francis Marion University Education Foundation; 121 South Evander Florence, SC 29506; Sustaining an endowment fund to promote the mission and welfare of FMU; Board Member; Community Support; 02/03/2020; 8 Hours per Year; Not During Securities Trading Hours; Not Investment - Related. 3. Marion Baptist Church; 106 South Main Street Marion SC 29571; Deacon; visiting and ministering to church families, welcoming and ushering guests, and advising ministerial staff; 1/1/02; 3 hours per week; not during securities trading hours; not investment related 4.Francis Marion University Education Foundation; 4822 East Palmetto Street Florence SC 29506; Oversees the student housing and other real estate affiliated with Francis Marion University; Chairman of the Board; Board advises the Foundation Director; 03/01/2024; 3.00hrs/year; During securities trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-28
  • S66 Uniform Combined State Law Examination
    2011-06-28
Other Names
  • Perry Grice
  • Michael Grice

View on SEC IAPD

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