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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| SC | RA | APPROVED | 2011-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Florence | SC | 05/2011 | Present |
1. City of Marion Planning and Zoning Commission; 107 S Main St Marion SC 29571; Commission Member; recommends planning and zoning measures to City Council; 9/1/08; 3 hours per year; not during securities trading hours; not investment related 2. Francis Marion University Education Foundation; 121 South Evander Florence, SC 29506; Sustaining an endowment fund to promote the mission and welfare of FMU; Board Member; Community Support; 02/03/2020; 8 Hours per Year; Not During Securities Trading Hours; Not Investment - Related. 3. Marion Baptist Church; 106 South Main Street Marion SC 29571; Deacon; visiting and ministering to church families, welcoming and ushering guests, and advising ministerial staff; 1/1/02; 3 hours per week; not during securities trading hours; not investment related 4.Francis Marion University Education Foundation; 4822 East Palmetto Street Florence SC 29506; Oversees the student housing and other real estate affiliated with Francis Marion University; Chairman of the Board; Board advises the Foundation Director; 03/01/2024; 3.00hrs/year; During securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-28 |
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