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Nicole Simmons Hupfer

Edward Jones

Florence, SC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-16
SC RA APPROVED 2012-12-19
  • TX RA
    APPROVED_RES
    Since 2019-01-16
  • SC RA
    APPROVED
    Since 2012-12-19

Branch Locations

1949 B Hoffmeyer Road, Florence, SC 29501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Florence SC 09/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-17
S63 Uniform Securities Agent State Law Examination 1999-11-10
  • S65 Uniform Investment Adviser Law Examination
    2012-12-17
  • S63 Uniform Securities Agent State Law Examination
    1999-11-10
Other Names
  • Christina Nicole Simmons
  • Christina Nicole Simmons-Hupfer
  • Christina Nicole Hupfer
  • Christina Nicole Simmons Hupfer

View on SEC IAPD

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Other Offices

FIRST CITIZENS INVESTOR SERVICES, INC. · Florence, SC
SEASTRUNK FINANCIAL MANAGEMENT, LLC · FLORENCE, SC
EDWARD JONES · FLORENCE, SC
JANNEY MONTGOMERY SCOTT LLC · Florence, SC
TRUIST ADVISORY SERVICES, INC. · FLORENCE, SC
LPL FINANCIAL LLC · FLORENCE, SC
WELLS FARGO CLEARING SERVICES, LLC · FLORENCE, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · Florence, SC

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