Best Investors Account Sign in

Nicole Simmons Hupfer

Edward Jones

Florence, SC

CRD 4023099

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-16
SC RA APPROVED 2012-12-19
  • TX RA
    APPROVED_RES
    Since 2019-01-16
  • SC RA
    APPROVED
    Since 2012-12-19

Branch Locations

1949 B Hoffmeyer Road, Florence, SC 29501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Florence SC 09/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-17
S63 Uniform Securities Agent State Law Examination 1999-11-10
  • S65 Uniform Investment Adviser Law Examination
    2012-12-17
  • S63 Uniform Securities Agent State Law Examination
    1999-11-10
Other Names
  • Christina Nicole Simmons
  • Christina Nicole Simmons-Hupfer
  • Christina Nicole Hupfer
  • Christina Nicole Simmons Hupfer

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Florence, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor