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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2017-11-20
TX RA APPROVED 2017-11-20
  • SC RA
    APPROVED
    Since 2017-11-20
  • TX RA
    APPROVED
    Since 2017-11-20

Branch Locations

1831 W Evans Street Ste. 220, Florence, SC 29501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Florence SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Florence SC 11/2016 11/2017
Janney Montgomery Scott, Llc Columbia SC 11/2017 06/2018
Janney Montgomery Scott Llc Florence SC 07/2018 01/2026
Janney Montgomery Scott Llc Florence SC 01/2026 Present
Previous Registrations
  • 2008-01-01 → 2017-11-28
    Florence, SC
    Florence, SC
  • 2006-01-10 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Florence, SC
    St. Louis, MO
    Florence, SC
Other Businesses

1) Central United Methodist Church; Finance Committee Member; 167 S. Irby St. Florences, SC 29501; Start date 01/01/2016; Review budget and reports of receipts and expenses that our church has each month; 2hr/month; not Investment-related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-06
  • S66 Uniform Combined State Law Examination
    2002-09-06
Designations
Other Names
  • John R Chase

View on SEC IAPD

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