John Ravenel Chase

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Florence, SC
• 11/2016 → 11/2017
  Wells Fargo Clearing Services, Llc
  Florence, SC
• 11/2017 → 06/2018
  Janney Montgomery Scott, Llc
  Columbia, SC
• 07/2018 → 01/2026
  Janney Montgomery Scott Llc
  Florence, SC
• 01/2026 → Present
  Janney Montgomery Scott Llc
  Florence, SC

Previous Registrations

• 2008-01-01 → 2017-11-28
  Wells Fargo Clearing Services, Llc
  Florence, SC
  Florence, SC
• 2006-01-10 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Florence, SC
  St. Louis, MO
  Florence, SC

Other Businesses

1) Central United Methodist Church; Finance Committee Member; 167 S. Irby St. Florences, SC 29501; Start date 01/01/2016; Review budget and reports of receipts and expenses that our church has each month; 2hr/month; not Investment-related

Exams

• S66 Uniform Combined State Law Examination
  2002-09-06

Designations

• Certified Financial Planner

Other Names

• John R Chase