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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-19 |
| SC | RA | APPROVED | 2019-11-15 |
Branch Locations
1831 W Evans Street Ste. 220, Florence, SC 29501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Florence | SC | 02/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Florence | SC | 11/2016 | 11/2019 |
| Janney Montgomery Scott Llc | Florence | SC | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-02 |
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