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Nicholas Firpo

Morgan Stanley

New York, NY

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-27
CT RA APPROVED 2020-11-09
TX RA APPROVED_RES 2017-08-24
  • NY RA
    APPROVED
    Since 2021-04-27
  • CT RA
    APPROVED
    Since 2020-11-09
  • TX RA
    APPROVED_RES
    Since 2017-08-24

Branch Locations

750 Seventh Avenue, New York, NY 10019 • United States

1585 Broadway Capital Markets, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 02/2017
Unemployed New Hyde Park NY 02/2017 07/2017
Morgan Stanley Smith Barney Llc New York NY 07/2017 Present
  • 12/2015 → 02/2017
    Stifel, Nicolaus & Company, Incorporated
    St. Louis, MO
  • 02/2017 → 07/2017
    Unemployed
    New Hyde Park, NY
  • 07/2017 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-30
S63 Uniform Securities Agent State Law Examination 2012-09-14
  • S65 Uniform Investment Adviser Law Examination
    2020-10-30
  • S63 Uniform Securities Agent State Law Examination
    2012-09-14

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
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