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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-05-03
  • NC RA
    APPROVED
    Since 2016-05-03

Branch Locations

2914 N Herritage St., Kinston, NC 28501 • United States

1015 Ashes Dr. Ste. 206, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 05/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2016 Present
Previous Registrations
Other Businesses

1.COASTAL CHOICE INSURANCE GROUP, LLC, 1508 MILITARY CUTOFF RD, STE 206, WILMINGTON NC, 5/2011 AS INDEPENDENT INSURANCE AGENT FOR INDEPENDENT INSURANCE COMPANIES. 5/WK - 5/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. 05/03/16. 3.STRATEGIC INVESTMENT PARTNERS, 1508 MILITARY CUTOFF RD, STE 206, WILMINGTON, NC, 3/2018 AS MANAGING PARTNER. INV REL - 40/WK - 5/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-09
  • S66 Uniform Combined State Law Examination
    2011-06-09

View on SEC IAPD

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