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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-01-21 |
| TX | RA | APPROVED_RES | 2009-01-15 |
| AR | RA | APPROVED | 2004-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch , Pierce, Fenner & Smith Incorporated | Mandeville | LA | 03/2000 | Present |
| Bank Of America, N.A. | Mandeville | LA | 12/2015 | Present |
I*1905300Entity Type, Name of OBA: Entity For ProfitPlains Grove Brothers LLCAddress: MandevilleLouisiana70471Investment Related: YesPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 10/26/2009No Hours: 1No Hours during trading: 0Duties: This is a Family Investment LLC that my parents started 15 years ago. This was set up for tax purpose/estate reasons. It is a brokerage account that will hold stocks, etf's, mutual funds and cash.I*2929342, Entity Type: , Name of OBA: H R, Address: Mandeville, Louisiana, 70471, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/23/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*1905300 Entity Type: Entity For Profit Name of OBA: Plains Grove Brothers LLC Address: Mandeville, Louisiana, 70471 Investment Related: Yes Position, Title, Association: Other Employee Start Date: 10/26/2009 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: family investment manage portfolio
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-14 |
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