Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| MD | RA | APPROVED | 2011-07-04 |
Branch Locations
30 West Patrick Street Suite 700, Frederick, MD 21701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Frederick | MD | 04/2011 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*702797 - Hood College; Investment related:No; Frederick, Maryland; Education; Board Member:Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 4; After business hours: 0; member of student success subcommittee and member of the investment subcomitte which has governance over the OCIO. The primary responsibility of the investment subcommittee as a whole is to oversee the OCIO and OCIO selection. Our OCIO is given discretion on all investments. We set an asset allocation and an investment philosophy and policy. Then we monitor and consult. We do not recommend any specific investments. All transactions are done by our OCIO; we supply industry expertise to ensure that our portfolio is managed appropriately for our institution as a fiduciary responsibility. In a broader measure beyond the investment subcommittee our responsibilities are not investment related but come in a wide range, e.g., we are responsible for hiring, (and firing) the president; we are stewards of the institution, we vote to approve tenure and faculty promotions, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-02 |
Reach out to this advisor