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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-12 |
| WA | RA | APPROVED | 2021-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Bellevue | WA | 04/2011 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 03/2019 | 11/2021 |
| James Real Estate Group & Jreg Construction | Bellevue | WA | 03/2018 | 12/2018 |
| Unemployed | Seattle | WA | 12/2018 | 03/2019 |
| Morgan Stanley | Tacoma | WA | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-30 |
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