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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-12-01
TX RA APPROVED_RES 2023-12-01
  • MN RA
    APPROVED
    Since 2023-12-01
  • TX RA
    APPROVED_RES
    Since 2023-12-01

Branch Locations

5 N 3Rd Ave. W Ste.400, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2012 10/2016
Morgan Stanley Duluth MN 10/2016 12/2017
Morgan Stanley Private Bank, National Association New York NY 12/2016 12/2017
Symphonic Securities Llc Duluth MN 01/2018 12/2023
Cambridge Investment Research, Inc. Fairfield IA 12/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2023 Present
  • 03/2012 → 10/2016
    St. Louis, MO
  • 10/2016 → 12/2017
    Duluth, MN
  • 12/2016 → 12/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2018 → 12/2023
    Symphonic Securities Llc
    Duluth, MN
  • 12/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2018-01-10 → 2023-12-04
    Symphonic Financial Advisors Llc
    New York, NY
    Duluth, MN
  • 2016-10-07 → 2018-01-02
    Duluth, MN
  • 2012-05-03 → 2016-10-10
    Maryland Heights, MO
    Maryland Heights, MO
    Duluth, MN
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) TIDAL WEALTH ADVISORS, 5 N 3rd Ave. W, Ste. 400, Duluth MN 55802, United States, 12/01/2023, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING. 3) SVEN-SAW, 3715 Getchell Road, Hermantown MN 55811, 03/2025, Logistics contractor, 1099, NIR, 8 HR/MO, 1 HR/MO TRADING. 4) RUFFED GROUSE SOCIETY CHAPTER MEMBER, 100 Hightower Boulevard, Suite 101, Pittsburgh PA 15205, United States, 01/01/2025, Committee Member, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING 5) HERMANTOWN YOUTH BASKETBALL COACH, 4335 Hawk Cir Dr, Hermantown MN 55811, United States, 11/01/2024, Coach, Sport/Fitness/Gaming, NIR, 10 HR/MO - 0 HR/MO TRADING 6) TIDAL WEALTH ADVISORS INSURANCE, 5 N 3rd Ave W, Ste 400, Duluth MN 55802, United States, 12/01/2023, Owner, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 25 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-02
  • S66 Uniform Combined State Law Examination
    2012-05-02
Other Names
  • Ryan Johnson

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