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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-12-01 |
| TX | RA | APPROVED_RES | 2023-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 03/2012 | 10/2016 |
| Morgan Stanley | Duluth | MN | 10/2016 | 12/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 12/2016 | 12/2017 |
| Symphonic Securities Llc | Duluth | MN | 01/2018 | 12/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) TIDAL WEALTH ADVISORS, 5 N 3rd Ave. W, Ste. 400, Duluth MN 55802, United States, 12/01/2023, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING. 3) SVEN-SAW, 3715 Getchell Road, Hermantown MN 55811, 03/2025, Logistics contractor, 1099, NIR, 8 HR/MO, 1 HR/MO TRADING. 4) RUFFED GROUSE SOCIETY CHAPTER MEMBER, 100 Hightower Boulevard, Suite 101, Pittsburgh PA 15205, United States, 01/01/2025, Committee Member, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING 5) HERMANTOWN YOUTH BASKETBALL COACH, 4335 Hawk Cir Dr, Hermantown MN 55811, United States, 11/01/2024, Coach, Sport/Fitness/Gaming, NIR, 10 HR/MO - 0 HR/MO TRADING 6) TIDAL WEALTH ADVISORS INSURANCE, 5 N 3rd Ave W, Ste 400, Duluth MN 55802, United States, 12/01/2023, Owner, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 25 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-02 |
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