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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-11-07 |
Branch Locations
4321 N Ballard Rd, Appleton, WI 54919-0001 • United States
Black Creek, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Appleton | WI | 08/2014 | 11/2017 |
| Milwaukee Burger Company | Appleton | WI | 09/2016 | 12/2016 |
| Zza Odessey Pizza | Appleton | WI | 08/2017 | 11/2017 |
| Ali's Alterations | Black Creek | WI | 03/2017 | 11/2017 |
| Thrivent Investment Management Inc | Appleton | WI | 11/2017 | Present |
| Thrivent Financial | Appleton | WI | 11/2017 | Present |
AMAZON POSITION: Flex Delivery Driver NATURE: Online Retailer of Merchandise INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 440 Terry Ave N, Seattle WI 54106, United States DESCRIPTION: 1099 - Deliver Driver, use own vehicle to deliver Amazon Packages to Customers. DOORDASH POSITION: Delivery Driver NATURE: DoorDash, Inc. is an American company that operates an online food ordering and food delivery platform. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2023 ADDRESS: 901 Market Street Suite 600, San Francisco, CA 94103, United States DESCRIPTION: Utilize GPS to deliver food to Customers. Communicate with customer to keep them up to date with their order. Make sure orders are complete before delivering it to customer.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-03-26 |
| S65 | Uniform Investment Adviser Law Examination | 2010-09-01 |
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