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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-11-07
  • WI RA
    APPROVED
    Since 2017-11-07

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Black Creek, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Appleton WI 08/2014 11/2017
Milwaukee Burger Company Appleton WI 09/2016 12/2016
Zza Odessey Pizza Appleton WI 08/2017 11/2017
Ali's Alterations Black Creek WI 03/2017 11/2017
Thrivent Investment Management Inc Appleton WI 11/2017 Present
Thrivent Financial Appleton WI 11/2017 Present
  • 08/2014 → 11/2017
    Sii Investments
    Appleton, WI
  • 09/2016 → 12/2016
    Milwaukee Burger Company
    Appleton, WI
  • 08/2017 → 11/2017
    Zza Odessey Pizza
    Appleton, WI
  • 03/2017 → 11/2017
    Ali's Alterations
    Black Creek, WI
  • 11/2017 → Present
    Appleton, WI
  • 11/2017 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2014-08-15 → 2017-11-06
    Sii Investments, Inc.
    Appleton, WI
  • 2014-08-15 → 2017-11-06
    Investment Centers Of America, Inc.
    Appleton, WI
  • 2011-11-07 → 2014-07-25
    Employer Retirement Investment Advisors, Llc
    De Pere, WI
Other Businesses

AMAZON POSITION: Flex Delivery Driver NATURE: Online Retailer of Merchandise INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 440 Terry Ave N, Seattle WI 54106, United States DESCRIPTION: 1099 - Deliver Driver, use own vehicle to deliver Amazon Packages to Customers. DOORDASH POSITION: Delivery Driver NATURE: DoorDash, Inc. is an American company that operates an online food ordering and food delivery platform. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2023 ADDRESS: 901 Market Street Suite 600, San Francisco, CA 94103, United States DESCRIPTION: Utilize GPS to deliver food to Customers. Communicate with customer to keep them up to date with their order. Make sure orders are complete before delivering it to customer.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-03-26
S65 Uniform Investment Adviser Law Examination 2010-09-01
  • S63 Uniform Securities Agent State Law Examination
    2015-03-26
  • S65 Uniform Investment Adviser Law Examination
    2010-09-01
Other Names
  • Ali Rochelle Kaull
  • Alissa Kaull
  • Alissa Rochelle Kaull
  • Alissa Rochelle Kaull
  • Ali Oskey
  • Ali Kaull

View on SEC IAPD

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