Christopher Sakamoto Felton

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-03
CA	RA	APPROVED	2011-07-12

TX RA
APPROVED_RES

Since 2020-03-03
CA RA
APPROVED

Since 2011-07-12

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Pasadena	CA	04/2011	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

04/2011 → Present

Morgan Stanley Smith Barney Llc

Pasadena, CA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

(1) 209003 - Rental Property; Investment Related; Pasadena, CA; Real Estate; Sole Proprietor/Owner; Start October 2014; 1 hour devoted monthly; 0 during trading; Maintain one unit of a duplex.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-11

S66 Uniform Combined State Law Examination

2011-07-11

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews