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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-19 |
Branch Locations
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 06/2026 | Present |
| First Citizens Investor Services | Raleigh | NC | 10/2019 | 06/2026 |
| First Citizens Bank | Raleigh | NC | 08/2012 | 06/2026 |
YMCA Advisory Board, 8921 Holly Springs Rd. Apex, NC 27529. YMCA Community Center; position is advisory board member. No handling of cash or funds for the YMCA, advisory board helps shape YMCA programming and fundraising in the community; began 5/1/18; 2 hours per month during trading hours; non investment related; duties are to serve on board for Kraft Family YMCA to oversee programs and fundraising for the Y. Board seat is a 3 year term with 24 members total; no compensation; business is not a client of the firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-18 |
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