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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-21
NY RA APPROVED 2025-11-20
TX RA APPROVED 2025-11-20
  • NJ RA
    APPROVED
    Since 2025-11-21
  • NY RA
    APPROVED
    Since 2025-11-20
  • TX RA
    APPROVED
    Since 2025-11-20

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 05/2015 03/2018
Bank Of America, N.A. Paramus NJ 07/2015 03/2018
Jpmorgan Securities Llc New York NY 03/2018 11/2025
Jp Morgan Chase Bank, N.A. New York NY 03/2018 11/2025
Wells Fargo Clearing Services, Llc New York NY 11/2025 Present
Previous Registrations
Other Businesses

I*81982 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GOOD LOOKING COOKING INVESTMENT RELATED: N ADDRESS OF BUSINESS: TEANECK, NEW JERSEY NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/1/2013 NUMBER OF HOURS DEVOTED: 0 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: IT'S A SMALL CATERING BUSINESS.I DO THE COOKING AND CREATE THE MENU. THE BUSINESS STILL EXISTS BUT I AM NOT ACTIVE IN IT AT THE MOMENT,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-17
S63 Uniform Securities Agent State Law Examination 2011-05-17
  • S66 Uniform Combined State Law Examination
    2015-08-17
  • S63 Uniform Securities Agent State Law Examination
    2011-05-17
Other Names
  • Howard D Yap
  • Howard Donovan Yap

View on SEC IAPD

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