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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2015-10-08
NJ RA APPROVED 2015-09-11
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2015-10-08
  • NJ RA
    APPROVED
    Since 2015-09-11

Branch Locations

2368 Central Park Ave, Yonkers, NY 10710 • United States

270 Saw Mill River Road, Yonkers, NY 10701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Yonkers NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Yonkers NY 03/2015 Present
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CONSULTANT / FOCUS GROUP START DATE: 12/19/2016 ADDRESS: 111 Bronx, NY 10468 DETAILS: GROUP OF PEOPLE ARE ASKED ABOUT THEIR PERCEPTIONS, OPINIONS, BELIEFS, AND ATTITUDES TOWARDS A PRODUCT, SERVICE, CONCEPT, ADVERTISEMENT, IDEA, OR PACKAGING. GIVING MY INSIGHT AND OPINION ON DIFFERENT TOPICS THROUGH FORM OF DISCUSSION AND CONVERSATION. HOURS DEDICATED (per month unless otherwise indicated): LESS THAN 5 HOURS DURING TRADING: AS NEEDED- LESS THAN 5 HOURS A MONTH INVESTMENT RELATED: NO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-31
S63 Uniform Securities Agent State Law Examination 2012-10-26
  • S66 Uniform Combined State Law Examination
    2015-08-31
  • S63 Uniform Securities Agent State Law Examination
    2012-10-26

View on SEC IAPD

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