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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-13 |
Branch Locations
92 Main Street, Yonkers, NY 10701 • United States
1222 Nepperhan Avenue, Yonkers, NY 10703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 05/2017 | 02/2018 |
| J.P. Morgan Securities Llc | New York | NY | 05/2017 | 02/2018 |
| Nylife Securities Llc | White Plains | NY | 09/2016 | 02/2017 |
| Wells Fargo Bank, Na | White Plains | NY | 02/2018 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 09/2019 | 06/2022 |
| Citizens Securities, Inc. | Manhasset | NY | 06/2022 | 08/2024 |
| J.P. Morgan Securities Llc | Ardsley | NY | 06/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Ardsley | NY | 06/2025 | Present |
| Creative Learning Sytems Llc | Yorktown | NY | 09/2016 | 10/2016 |
| Unemployed | Yorktown | NY | 02/2017 | 05/2017 |
| Unemployed | Scarsdale | NY | 08/2024 | 06/2025 |
| Unemployment | New York | NY | 07/2019 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-03 |
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